上海交通大学学报 ›› 2022, Vol. 56 ›› Issue (4): 413-421.doi: 10.16183/j.cnki.jsjtu.2021.345
所属专题: 《上海交通大学学报》“新型电力系统与综合能源”专题(2022年1~6月); 《上海交通大学学报》2022年“新型电力系统与综合能源”专题
徐宏东1, 高海波1(
), 徐晓滨2, 林治国1, 盛晨兴1
收稿日期:2021-09-13
出版日期:2022-04-28
发布日期:2022-05-07
通讯作者:
高海波
E-mail:hbgao_whut@126.com
作者简介:徐宏东(1995-),男,山东省日照市人,硕士生,从事船舶电力推进健康状态管理研究.
基金资助:
XU Hongdong1, GAO Haibo1(
), XU Xiaobin2, LIN Zhiguo1, SHENG Chenxing1
Received:2021-09-13
Online:2022-04-28
Published:2022-05-07
Contact:
GAO Haibo
E-mail:hbgao_whut@126.com
摘要:
锂离子电池健康状态(SOH)的准确性影响电池的安全性和使用寿命.针对锂离子电池SOH估算问题,提出一种基于证据推理(ER)规则的布谷鸟搜索支持向量回归(CS-SVR)的SOH估算模型,并利用NASA Ames研究中心的锂离子电池数据集进行SOH估算试验.该方法以电池放电循环的平均放电电压和平均放电温度为模型输入,利用ER规则进行推理,得到输入数据的融合信度矩阵.将该矩阵输入CS算法优化的SVR模型得到电池SOH估算结果.结果表明,与5种估算效果较好的现有模型相比,基于ER规则的CS-SVR模型具有更良好的估算性能.
中图分类号:
徐宏东, 高海波, 徐晓滨, 林治国, 盛晨兴. 基于证据推理规则CS-SVR模型的锂离子电池SOH估算[J]. 上海交通大学学报, 2022, 56(4): 413-421.
XU Hongdong, GAO Haibo, XU Xiaobin, LIN Zhiguo, SHENG Chenxing. State of Health Estimation of Lithium-ion Battery Using a CS-SVR Model Based on Evidence Reasoning Rule[J]. Journal of Shanghai Jiao Tong University, 2022, 56(4): 413-421.
| [1] |
MISYRIS G S, MARINOPOULOS A, DOUKAS D I, et al. On battery state estimation algorithms for electric ship applications[J]. Electric Power Systems Research, 2017, 151: 115-124.
doi: 10.1016/j.epsr.2017.05.009 URL |
| [2] | XU D P, WANG L F, YANG J. Research on Li-ion battery management system [C]//2010 International Conference on Electrical and Control Engineering. Wuhan, China: IEEE, 2010: 4106-4109. |
| [3] | MA G J, YU C H, HE Z W, et al. Estimation of Li-ion battery SOH using Fletcher-Reeves based ANFIS [C]//2015 IEEE 24th International Symposium on Industrial Electronics. Buzios, Brazil: IEEE, 2015: 827-830. |
| [4] | LOTFI N, LI J, LANDERS R G, et al. Li-ion battery state of health estimation based on an improved single particle model [C]//2017 American Control Conference. Seattle, USA: IEEE, 2017: 86-91. |
| [5] |
BERECIBAR M, GANDIAGA I, VILLARREAL I, et al. Critical review of state of health estimation methods of Li-ion batteries for real applications[J]. Renewable and Sustainable Energy Reviews, 2016, 56: 572-587.
doi: 10.1016/j.rser.2015.11.042 URL |
| [6] | 张新锋, 饶勇翔, 姚蒙蒙. 基于支持向量回归的锂电池健康状态估计[J]. 中北大学学报(自然科学版), 2019, 40(6): 511-516. |
| ZHANG Xinfeng, RAO Yongxiang, YAO Mengmeng. Estimation of lithium battery state of health based on support vector regression[J]. Journal of North University of China (Natural Science Edition), 2019, 40(6): 511-516. | |
| [7] |
QU J T, LIU F, MA Y X, et al. A neural-network-based method for RUL prediction and SOH moni-toring of lithium-ion battery[J]. IEEE Access, 2019, 7: 87178-87191.
doi: 10.1109/ACCESS.2019.2925468 URL |
| [8] |
YANG D, WANG Y J, PAN R, et al. State-of-health estimation for the lithium-ion battery based on support vector regression[J]. Applied Energy, 2018, 227: 273-283.
doi: 10.1016/j.apenergy.2017.08.096 URL |
| [9] |
ZENG M M, ZHANG P, YANG Y, et al. SOC and SOH joint estimation of the power batteries based on fuzzy unscented Kalman filtering algorithm[J]. Energies, 2019, 12(16): 3122.
doi: 10.3390/en12163122 URL |
| [10] |
CHANG C, WANG Q Y, JIANG J C, et al. Lithium-ion battery state of health estimation using the incremental capacity and wavelet neural networks with genetic algorithm[J]. Journal of Energy Storage, 2021, 38: 102570.
doi: 10.1016/j.est.2021.102570 URL |
| [11] |
CHENG G, WANG X Z, HE Y R. Remaining useful life and state of health prediction for lithium batteries based on empirical mode decomposition and a long and short memory neural network[J]. Energy, 2021, 232: 121022.
doi: 10.1016/j.energy.2021.121022 URL |
| [12] |
WENG C H, SUN J, PENG H E. Model parametrization and adaptation based on the invariance of support vectors with applications to battery state-of-health monitoring[J]. IEEE Transactions on Vehicular Technology, 2015, 64(9): 3908-3917.
doi: 10.1109/TVT.2014.2364554 URL |
| [13] | 刘皓, 胡明昕, 朱一亨, 等. 基于遗传算法和支持向量回归的锂电池健康状态预测[J]. 南京理工大学学报, 2018, 42(3): 329-334. |
| LIU Hao, HU Mingxin, ZHU Yiheng, et al. Prediction for state of health of lithium-ion batteries by genetic algorithm and support vector regression[J]. Journal of Nanjing University of Science and Technology, 2018, 42(3): 329-334. | |
| [14] |
NG S S Y, XING Y J, TSUI K L. A naive Bayes model for robust remaining useful life prediction of lithium-ion battery[J]. Applied Energy, 2014, 118: 114-123.
doi: 10.1016/j.apenergy.2013.12.020 URL |
| [15] |
WEI J W, DONG G Z, CHEN Z H. Remaining useful life prediction and state of health diagnosis for lithium-ion batteries using particle filter and support vector regression[J]. IEEE Transactions on Industrial Electronics, 2018, 65(7): 5634-5643.
doi: 10.1109/TIE.2017.2782224 URL |
| [16] | XU X B, JIN Z, YANG J B, et al. Track irregularity fault identification based on evidence reasoning rule [C]//2016 IEEE International Conference on Intelligent Rail Transportation. Birmingham, UK: IEEE, 2016: 298-306. |
| [17] | XU X B, ZHANG Z, ZHENG J, et al. State estimation method based on evidential reasoning rule [C]//2015 IEEE Advanced Information Technology, Electronic and Automation Control Conference. Chongqing, China: IEEE, 2015: 610-617. |
| [18] |
GAO H B, LIAO L H, HE Y L, et al. Improved control of propeller ventilation using an evidence reasoning rule based Adaboost.M1 approach[J]. Ocean Engineering, 2020, 209: 107329.
doi: 10.1016/j.oceaneng.2020.107329 URL |
| [19] |
GHAZVINIAN H, MOUSAVI S F, KARAMI H, et al. Integrated support vector regression and an improved particle swarm optimization-based model for solar radiation prediction[J]. PLoS One, 2019, 14(5): e0217634.
doi: 10.1371/journal.pone.0217634 URL |
| [20] |
YANG Y F, ZHANG M H, DAI Y W. A Fuzzy Comprehensive CS-SVR Model-based health status evaluation of radar[J]. PLoS One, 2019, 14(3): e0213833.
doi: 10.1371/journal.pone.0213833 URL |
| [21] |
NI K S, NGUYEN T Q. Image superresolution using support vector regression[J]. IEEE Transactions on Image Processing, 2007, 16(6): 1596-1610.
doi: 10.1109/TIP.2007.896644 URL |
| [22] |
YANG X S, DEB S. Multiobjective cuckoo search for design optimization[J]. Computers & Operations Research, 2013, 40(6): 1616-1624.
doi: 10.1016/j.cor.2011.09.026 URL |
| [23] |
NARTU T R, MATTA M S, KORATANA S, et al. A fuzzified Pareto multiobjective cuckoo search algorithm for power losses minimization incorporating SVC[J]. Soft Computing, 2019, 23(21): 10811-10820.
doi: 10.1007/s00500-018-3634-7 URL |
| [24] |
CHENG J T, WANG L, XIONG Y. Ensemble of cuckoo search variants[J]. Computers & Industrial Engineering, 2019, 135: 299-313.
doi: 10.1016/j.cie.2019.06.015 URL |
| [25] | SAHA B, GOEBEL K. Battery data set[R]. California: NASA Ames Prognostics Data Repository, 2007. |
| [26] |
QIN T C, ZENG S K, GUO J B. Robust prognostics for state of health estimation of lithium-ion batteries based on an improved PSO-SVR model[J]. Microelectronics Reliability, 2015, 55(9/10): 1280-1284.
doi: 10.1016/j.microrel.2015.06.133 URL |
| [27] | PEDREGOSA F, VAROQUAUX G, GRAMFORT A, et al. Scikit-learn: Machine learning in Python[J]. Journal of machine Learning Research, 2011, 12: 2825-2830. |
| [28] |
ZHAO F J, ZHOU Z J, HU C H, et al. A new safety assessment method based on evidential reasoning rule with a prewarning function[J]. IEEE Access, 2018, 6: 31862-31871.
doi: 10.1109/ACCESS.2018.2815631 URL |
| [29] | LIAO L H, GAO H B, HE Y L, et al. Fault diagnosis of capacitance aging in DC link capacitors of voltage source inverters using evidence reasoning rule[J]. Mathematical Problems in Engineering, 2020, 2020: 1-12. |
| [1] | 刘涵, 苏焱, 张国强. 基于支持向量回归的破损船舶横摇运动快速预报[J]. 上海交通大学学报, 2025, 59(7): 1041-1049. |
| [2] | . 基于改进差分进化极限学习机的锂离子电池健康状态估计[J]. J Shanghai Jiaotong Univ Sci, 2025, 30(2): 252-261. |
| [3] | 钟一鸣1, 于曹阳1, 2, 向先波2, 3, 连琏1, 4. 基于级联滤波与误差触发支持向量回归的海洋航行器运动预测研究[J]. 海洋工程装备与技术, 2025, 12(1): 133-140. |
| [4] | 刘玉川1,李浩1,唐宇龙1,梁杜娟2,谭佳3,符玥1,李勇明4. 基于互信息-支持向量回归的阿尔兹海默症磁共振影像脑年龄检测[J]. J Shanghai Jiaotong Univ Sci, 2025, 30(1): 130-135. |
| [5] | 唐荻音, 王预夫, 郑文健, 黄旭聪, 邢雅兰. 基于等效模型的锂离子电池荷电状态估计算法综述[J]. 空天防御, 2024, 7(6): 104-111. |
| [6] | 李芬, 孙凌, 王亚维, 屈爱芳, 梅念, 赵晋斌. 基于CEEMDAN-GSA-LSTM和SVR的光伏功率短期区间预测[J]. 上海交通大学学报, 2024, 58(6): 806-818. |
| [7] | 尚妍欣, 屈雯洁, 任学宁, 陆宏波, 杜玮, 李丽, 吴锋, 陈人杰. 航天先进电源材料与技术研究进展[J]. 空天防御, 2024, 7(6): 12-28. |
| [8] | 崔显, 陈自强. 基于ECM和SGPR的高鲁棒性锂离子电池健康状态估计方法[J]. 上海交通大学学报, 2024, 58(5): 747-759. |
| [9] | 张孝远, 张金浩, 杨立新. 考虑不同充电策略的锂电池健康状态区间估计[J]. 上海交通大学学报, 2024, 58(3): 273-284. |
| [10] | 屈克庆, 董浩, 毛玲, 赵晋斌, 杨建林, 李芬. 基于融合健康因子和集成极限学习机的锂离子电池SOH在线估计[J]. 上海交通大学学报, 2024, 58(3): 263-272. |
| [11] | 朱浩然, 陈自强, 杨德庆. 基于差分热伏安法和高斯过程回归的锂离子电池健康状态估计[J]. 上海交通大学学报, 2024, 58(12): 1925-1934. |
| [12] | 乌江, 张燕, 刘泽龙, 程刚, 雷冬, 焦朝勇. 考虑驾驶工况及老化程度的锂电池荷电状态估算[J]. 上海交通大学学报, 2024, 58(12): 1935-1945. |
| [13] | 张博, 李克庆, 胡亚飞, 吉坤, 韩斌. 基于灰狼优化算法改进支持向量回归的充填体强度预测研究[J]. J Shanghai Jiaotong Univ Sci, 2023, 28(5): 686-694. |
| [14] | 刘钇汛, 刘志浩, 高钦和, 黄通, 马栋. 基于周向应变分析的重载轮胎垂向力估计算法[J]. 上海交通大学学报, 2023, 57(10): 1273-1281. |
| [15] | 朱城昊, 王晗, 孙国歧, 魏晓宾, 王富文, 蔡旭. 一种并网逆变器直流电容容值辨识方法[J]. 上海交通大学学报, 2022, 56(6): 693-700. |
| 阅读次数 | ||||||
|
全文 |
|
|||||
|
摘要 |
|
|||||